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Ann Robinson
9c, 2024 Holly Orefice 4/21/22 9c, 2024 Holly Orefice 4/21/22

Ann Robinson

Chief Compliance Officer

Farmers Insurance

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Ed Wegener
9b, 2024 Holly Orefice 4/21/22 9b, 2024 Holly Orefice 4/21/22

Ed Wegener

Managing Director

Oyster Consulting, LLC

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Rob Saperstein
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Rob Saperstein

Head of Compliance

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Lynn McGrade
7f, 2024 Holly Orefice 4/21/22 7f, 2024 Holly Orefice 4/21/22

Lynn McGrade

Partner

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Rob Schwartz
8a, 2024 Holly Orefice 4/21/22 8a, 2024 Holly Orefice 4/21/22

Rob Schwartz

Principal

Portfolio Valuation Consultants LLC

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Kevin Spence
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Kevin Spence

Senior Director of Compliance

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Jennifer Selliers

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Joseph Simms
8e, 2024 Holly Orefice 4/20/22 8e, 2024 Holly Orefice 4/20/22

Joseph Simms

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Brian Rubin
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Brian Rubin

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Eversheds Sutherland

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Stephen Selby

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1d, 2024 Holly Orefice 4/10/22 1d, 2024 Holly Orefice 4/10/22

Daniel Olorunda

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FINRA

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Peter Tepley
6b, 2024 Holly Orefice 4/1/22 6b, 2024 Holly Orefice 4/1/22

Peter Tepley

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Rumberger, Kirk & Caldwell, P.C.

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Robert Tull
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Robert Tull

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8e, 2024 Holly Orefice 3/16/22 8e, 2024 Holly Orefice 3/16/22

Brenda Vaughn

Vice President - Supervision

Ameriprise

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Jeff Martell
3f, 2024 Holly Orefice 3/4/22 3f, 2024 Holly Orefice 3/4/22

Jeff Martell

Director, Enterprise Ethics & Compliance

Jackson Financial Inc.

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Michael Primo
2024, 7a Holly Orefice 3/4/22 2024, 7a Holly Orefice 3/4/22

Michael Primo

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Edelman Financial Engines

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Kelly Zigaitis
1c, 2024 Holly Orefice 3/3/22 1c, 2024 Holly Orefice 3/3/22

Kelly Zigaitis

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Block

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Jennifer Szaro
2b, 2024 Holly Orefice 3/2/22 2b, 2024 Holly Orefice 3/2/22

Jennifer Szaro

Chief Compliance Officer

XML Securities, LLC

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Daniel Wright
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Daniel Wright

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Marla Wooton

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