Network and focus on the practical solutions to empower yourself and your compliance program
Daily regulatory sessions with speakers from SEC, FINRA, MSRB, NFA, and NASAA.
The NSCP National Conference offers credits for CPE, CLE, CSCP and more.
Over 60 Breakout Sessions in various formats: Panels, Labs, Forums, Talk Groups
Essential Compliance Topics to Enhance Your Skills & Knowledge:
From discussing best practices for implementing regulatory changes to exploring the benefits of diversity and inclusion, attendees will receive great insight and practical tools to take back to their firms. Whether hearing from expert panels, engaging in hands-on learning in labs, or sharing with other compliance professionals in forums and talk groups, we’re confident you’ll leave the National Conference more prepared for the future.
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Labs are hands-on learning sessions designed to provide real life application whereby attendees engage in discussions, share their thoughts and experiences and benefit from mutual learning. Labs are effective for stimulating a dynamic learning environment with active participation from attendees and the sharing of practical and useful tools.
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Lee Rubin, Speaker and Author
5 Components of Extraordinary Teams
Dov Seidman, CEO of LRN and Author of HOW? Leading in a Reshaped World
Beth Haddock, Managing Partner of Warburton
Advisers and Author
Triple Bottom-line Compliance: How to Deliver
Protection, Productivity and Impact
Assembly Member Clyde Vanel
Chair, Subcommittee on Internet and
New Technology