Ed Wegener
Ed Wegener is a Managing Director and the Practice Lead for Governance, Risk and Compliance for Oyster Consulting where he leads a team of consultants who provide compliance and risk management solutions for firms in the financial services industry including broker/dealers, registered investment advisors and investment funds. His background includes 22 years of regulatory risk management and compliance leadership with FINRA. Ed was most recently SVP and Midwest Regional Director. He has a deep understanding of Federal Securities Laws and the rules of self-regulatory organizations. Ed is known for strategic thinking and delivering high quality results. He is innovative and quickly stood up programs that optimized systems and processes for identifying and investigating compliance, AML, fraud and financial crime related risks. Ed also has experience with cybersecurity and digital assets related risks. He is a Certified Regulatory and Compliance Professional, Certified Fraud Examiner, and Certified Anti-Money Laundering Specialist. Ed is registered with the Series 7, 24, 63 and 79 registrations.