Ann Robinson


With over 20 years’ experience as a senior compliance professional, Ann has deep expertise in financial services operations, compliance, and compliance technology. In 2018 Ann joined Farmers Financial Solutions, LLC as the Director of Operations and transitioned to Chief Compliance Officer in January 2020. In previous roles, Ann made significant contributions to the compliance tech industry during her employment with RegEd in roles including Business Development and Product Management. Prior to joining RegEd in 2012, Ann was a Senior Compliance Manager for Morgan Keegan & Company, Inc. where she was responsible for the implementation of firm element, continuing education, and associated learning programs and managed the Licensing and Registration department. Ann also had a key role in implementing technology to automate various compliance functions including the firm's conflicts of interest program. Ann has been an active participant in industry forums and conferences throughout her career in financial services. In addition to her participation in industry forums she has acted as an industry expert on panels including the SILA National Education Conference, Financial Markets Association’s Securities Compliance Seminar, and NSCP’s National Conference. Ann is on the Board of NSCP and also serves on the NSCP Conferences Committee. She also serves on the Securities and Insurance Licensing Association (SILA) Foundation board as the Public Works and Services Trustee and is a member of the District Committee for FINRA District No. 2. Ann holds a Bachelor of Science degree from Samford University in Birmingham, Alabama and Masters of Business Administration degree from the University of Alabama in Birmingham, AL. She also holds Series 7, 66, 24, 14 securities licenses and a California Insurance License. Ann holds the Certified Regulatory Compliance Manager (CRCM), Securities and Insurance Licensing Association Fellow (SILA-F), and NSCP Certified Securities Compliance Professional (CSCP) designations.

Previous
Previous

Harold Chaffee

Next
Next

Ed Wegener