Marla Wooton

With over 29 years of experience in Wealth Management, Investment Advisers, Broker Dealer relations, and Client Service, Marla has built a career in operational management and compliance roles. Her journey includes pivotal positions at renowned firms such as Deutsche Bank - Alex Brown, Bank of America Securities, Themis Asset Strategies, and Bel Air Investment Advisors. She holds key securities licenses, including Series 7, 24, and 63, complemented by a CRCP certification. As the Director of Operations and Chief Compliance Officer for the past 4 years and now focused as the Chief Compliance Officer at Miracle Mile Advisors, she is dedicated to fostering a robust Compliance Culture while participating in strategically growing the firm in terms of employees and assets. She brings a wealth of knowledge and a proven track record to drive success in the financial industry.

5c. ALL LAB - Presenting a Successful Compliance Program - for Small to Mid-size Firms (Intermediate - CLOSED)

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Jeff Ziesman