Kelly Zigaitis
Kelly is the Head of Compliance, Emerging Businesses for Block, Inc. Prior to joining Block, Kelly served as the Chief Compliance Officer of Robinhood Brokerage and Head of Oversight and Controls at Wells Fargo Advisors . She joined Wells Fargo Advisors from TD Ameritrade, where she held a variety of roles including Managing Director, Retail Supervision and Controls and Chief Compliance Officer at Scottrade leading up to its acquisition by TD Ameritrade. Kelly practiced law in St. Louis for several years before joining a local full service advisory firm as their sole in-house legal and compliance attorney. Kelly earned a B.S. degree with a double major in Communication Disorders and Psychology from Southeast Missouri State University and her J.D. from Washington University School of Law in St. Louis, where she served as Managing Editor of the Washington University Law Review.
1c. BD LAB – Best Practices for Testing, Supervision, and Surveillance (Intermediate - CLOSED)