Jeff Martell

Jeffrey currently leads the Enterprise Ethics & Compliance team at Jackson Financial where he is responsible for program oversight, including the enterprise policy framework, risk management and ethics implementation, coordination of anti-bribery and corruption, gifts and entertainment, personal trading and conflicts of interest. He previously worked for Cohen & Steers and before that, Prudential Financial, providing compliance support to insurance companies, broker dealers, investment advisers, and pooled investment vehicles (mutual funds, private funds, SICAVs, and UCITs) located in both domestic and foreign markets. Jeffrey received his B.A. in History from Madonna University, his J.D. from Michigan State University College of Law and an LL.M in financial services law from the New York Law School.

3f. IA LAB - Compliance Testing and Surveillance for Advisers (Intermediate - CLOSED)