Daniel Wright
Daniel Wright is the Senior Vice President, Chief Compliance Officer, Head of Broker-Dealer Compliance at Alliance Bernstein. In this role, he provides compliance oversight for all of Alliance Bernstein's broker-dealer activities, including its Canadian activities. He is charged with identifying and mitigating potential risks for the firm. HIs responsibilities include implementing corporate broker-dealer compliance policies as well as ensuring the firm complies with all state and federal rules and regulations.
Mr. Wright's tenure in the financial services industry spans more than 30 years with a concentration in Compliance and Operations. Prior to joining Alliance Bernstein, he held senior management positions at Cambridge Investment Research, Perella Weinberg Partners, National Planning Holdings, and Jackson National Life Insurance Company. His experience includes Compliance, FINOP, Clearing, Investment Advisory, Operations and Risk Management.
Mr. Wright is a Certified Regulatory and Compliance Professional (CRCP) and holds the FINRA Series 4, 7, 8, 24, 27, 53, 57, 62, 63 and 99 licenses. He is a graduate of Oklahoma State University.