Assistant Director Division of Enforcement, Fort Worth Regional Office

U.S. Securities & Exchange Commission

Managing Director

Charles Schwab

President, Attorney

Richard L. Chen PLLC

CEO

Tilliestar Compliance Solutions Inc.

Chief Compliance Officer

Kelleher Financial Advisors

Vice President and Deputy Chief Compliance Officer

Stifel, Nicolaus, & Company, Incorporated

Global Chief Compliance Officer

Morningstar

Global Head of Compliance Services

Softek

Partner

Practus, LLP

Senior Executive Vice President, Chief Operating Officer and General Counsel

Infinex Financial Group

Chief Financial Officer/Chief Compliance Officer

FFL Partners, LLC

MD, Deputy Head of Legal & Regulatory/CCO

Aflac Global Investments

Executive Director

J.P. Morgan Chase

Chief Compliance Officer & General Counsel

Jackson Square Partners

Founder

Scopus Financial Group