
Alexis Hall
National Technology Controls Program Acting Director
U.S. Securities & Exchange Commission

Keith Cassidy
Acting Director of the Division of Examinations
U.S. Securities & Exchange Commission

Marshall Gandy
National Associate Director- IA/IC Examination Program
U.S. Securities & Exchange Commission


Michael Rufino
National Associate Director – Broker-Dealer/Exchange Program and Associate Regional Director, NY Regional Office
U.S. Securities & Exchange Commission