Keith Cassidy
Acting Co-Director of the Division of Examinations and National Associate Director of the Division’s Technology Controls Program (TCP)
U.S. Securities & Exchange Commission
Marshall Gandy
National Associate Director- IA/IC Examination Program
U.S. Securities & Exchange Commission
Michael Rufino
National Associate Director – Broker-Dealer/Exchange Program and Associate Regional Director, NY Regional Office
U.S. Securities & Exchange Commission