Jim Downing
James “Jim” Downing is a Senior Principal Consultant with ACA. Prior to joining ACA, Jim was the Global Chief Compliance Officer for Morningstar, which is in the retirement, wealth management and mutual fund space. Jim held similar roles at Aon, BMO Asset Management, and JP Morgan. Jim has 22 years experience with Investment Adviser, Private Funds, Investment Company and FINRA compliance. Jim has his series 7, 24, 27, 53, and 66 from FINRA. Jim actively participates on several NSCP committees and was formerly the Chair of the Board. Jim is the current Chair of the FINRA Continuing Education Council.