Partner

Englander Fischer

Chief Compliance Officer and Vice President

Klingenstein Fields Advisors

Managing Legal Counsel and Head of North America Institutional Compliance

T. Rowe Price

Chief Compliance Officer

The Cynosure Group

Managing Director

Bates Group

Director

Edward Jones

Chief Compliance Officer

Carson Group

Vice President in Risk Monitoring

FINRA

Senior Compliance Attorney

Fordham Law Student

Managing Director, Global Head of Compliance Operations

Guggenheim Partners

Director of the Division of Examinations

U.S. Securities & Exchange Commission

U.S. Securities & Exchange Commission

Office of Clearing and Settlement

Director of Thought Leadership, Regulatory Compliance

ACA Group