Carlo di Florio
Carlo di Florio is the Global Advisory Leader at ACA Group. ACA supports over 6,500 clients with advisory, technology and managed services solutions across six key business areas: 1. Regulatory Compliance 2. Cybersecurity and Risk 3. Global Investment Performance 4. Environmental, Social and Governance (ESG) 5. Mutual Fund, ETF and Private Fund Distribution services; and 6. Regulatory hosting solutions into the UK and Europe. Prior to joining ACA in 2019, Carlo served for a decade as a senior regulator, first as the Director of the Division of Examinations at the U.S. Securities and Exchange Commission (SEC) and then as the Chief Risk and Strategy Officer at the Financial Industry Regulatory Authority (FINRA). Prior to joining the SEC in the wake of the Financial Crisis, Carlo was a Partner at PricewaterhouseCoopers (PwC) in the Financial Services Risk and Regulatory Practice. Carlo serves on the Board of Directors and the Regulatory Advisory Committee of the National Association of Compliance Professionals (NSCP); as past President and current Governor of the Risk Management Association (RMA) NY Chapter; and on the Board of Advisors of the Private Equity CFO Association NY Chapter (PECFOA). In addition, Carlo serves as an Adjunct Professor at Columbia University’s Master of Science Program in Enterprise Risk Management, where he teaches Strategic Risk Management. Carlo has been named one of the 100 Most Influential Leaders in Corporate Governance by the Association of Corporate Directors; one of the Top Trailblazers & Pioneers in Governance, Risk & Compliance (GRC) by The National Law Journal; and one of the Most Influential People in Finance by Worth Magazine.