Joy Langdon
Joy has approximately twenty years of experience in the Financial Services industry with background specifically in investment compliance, investment compliance technology, transfer agent technology, system migration, and banking. She has experience with all asset types for products such as 1940 Act funds, Canadian NI 81-102 funds, UCITS, private funds, institutional accounts, and SMA’s. She has been consulting for investment compliance since 2007. Joy graduated from Emmanuel College with a degree in Business Administration, and has held a Series 6, 63, 7, and 24.
1g. IC – Investment Company Regulation: Current Issues, Hot Topics, and Future Trends (Intermediate)