Adán Araujo
Adán D. Araujo is the Chief Compliance Officer of Jasper Ridge Partners, where he is responsible for overseeing regulatory matters. Jasper Ridge Partners is a wealth advisor and asset management firm that provides advisory services to private funds, prominent families, foundations and global institutions. Prior to joining Jasper Ridge Partners, Adán was Senior Vice President and Chief Compliance Officer of FirstCommand Financial Services. He also served as Senior Counsel for the United States Securities and Exchange Commission’s Division of Enforcement, as in-house counsel at the Vanguard Group, Inc., and as an attorney at Kilpatrick Stockton, LLP. Adán has previously held positions as a board member of the National Society of Compliance Professionals and as a member of FINRA’s District 6 Committee. Adán holds a J.D. degree from Rutgers School of Law, a B.S. degree from St. Peter’s College, and completed French Civilization Studies at Universite de Grenoble.
7g. PF - Preferential Treatment: Side Letters and Other Issues (Intermediate - CLOSED)