Jaqueline Hummel


Jaqueline M. Hummel, J.D., IACCP®, Director of Thought Leadership, Consultants - Investment Adviser Ms. Hummel is responsible for developing, executing and championing through leadership efforts in the Regulatory Compliance Practice to support ACA's voice in the market by overseeing content creation. Her focus is to identify developments and trends in financial services regulation, including the regulation of hedge funds, private equity funds, mutual funds, wealth managers and broker/dealers. Previously, Jaqi provided compliance consulting services to registered investment advisors, working to develop effective compliance programs and solve complex regulatory issues, including serving as an Outsourced CCO. Before joining ACA Group, she served as a partner at Hardin Compliance Consulting LLC. Before that, Ms. Hummel served as Chief Compliance Officer for the investment advisory subsidiaries of a large regional bank. Jaqi has also served many years as an in-house attorney working in the areas of investment adviser, broker-dealer, and investment company regulation and compliance.

8a. ALL – ERISA Hot Topics (Intermediate)

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