Maria Chambers

Maria began her career in the Corporate Legal Department at Cravath, Swaine & Moore where she supported the Corporate Finance, Mergers and Acquisitions and International Groups. She then joined Morgan Stanley Investment Management Inc., where responsibilities included overseeing the compliance program for the firm’s ultra high-net-worth custom separately managed account and wrap account platforms, representing compliance in the strategic acquisitions of advisers and managing a team responsible for the North American compliance risk assessment and testing program and sub-adviser oversight. Most recently, Maria was a Vice President and Senior Compliance Officer at Guggenheim Partners Investment Management Inc. She joined Klingenstein, Fields & Co. as Deputy Chief Compliance Officer and then became Chief Compliance Officer. Maria holds the Investment Adviser Certified Compliance Professional (IACCP) designation. She graduated cum laude from Fordham University with a B.A. in Economics, a minor in Philosophy and a Certificate in Business Administration. Maria was also inducted into Fordham’s Beta Rho Chapter of the National Honor Society.

3f. IA/PF – The Marketing Rule:  Lessons Learned (Intermediate)