Deputy Chief Compliance Officer

Harris Associates

Executive Director, Compliance Services

Confluence

Managing Director, Fixed Income Trading

Piper Sandler

Chief Compliance Officer for Financial & Retirement Services (F&RS)

Arthur J. Gallagher & Co.

Chief Compliance Officer

Vulcan Value Partners

Attorney

Gloor Law & Arbitration, LLC

Head of Global Diversity & Inclusion

Fidelity Investments

Chief Compliance Officer

Brown Capital Management, LLC

Managing Director

Oyster Consulting

Vice President, Member Supervision Examination Program

FINRA

Chief Counsel, Department of Enforcement

FINRA

Director

ACA