Anh Lam
Anh Lam, CRCP®, IACCP®, CSCP, is the Chief Compliance Officer and Senior Vice President at Sandy Spring Bank. Ms. Lam oversees the Bank's Wealth Division compliance programs, which comprises two registered investment adviser firms (West Financial Services and Rember Pendleton Jackson) with over $4 billion in assets under management, and provides compliance-related guidance and training to the staff.
Prior to joining Sandy Spring Bank, Ms. Lam had the opportunity to learn the entire business of wealth management — from the bottom up. She began in the industry as an intern but rose swiftly to leading a client services team and handling the compliance program for a boutique RIA. This path provided her with a holistic view of the wealth management business and equipped her with valuable knowledge about how robust compliance, IT, and operations programs can be value propositions, not just cost centers.
Ms. Lam earned a Bachelor of Science in Business Administration with a specialization in Finance from the American University, Kogod School of Business. She also holds three compliance designations: FINRA – Certified Regulatory and Compliance Professional (CRCP®), NSCP Certified Securities Compliance Professional (CSCP), and NRS and IAA - Investment Adviser Certified Compliance Professional® (IACCP®).