Director, Office of Exemption Determinations

DOL - EBSA

Chief, Division of Criminal Investigations, Office of Enforcement

DOL - EBSA

Vice President Compliance and Chief Compliance Officer

Ameriprise Financial Services

Co-Chief of the Asset Management Unit

U.S. Securities & Exchange Commission

Partner

Skadden, Arps, Slate, Meagher & Flom

Managing Director, Technology Risk Management

Charles Schwab & Co., Inc.

Executive Leadership Council Member

Executive Leadership Council

Partner

Clerkin Lynch LLP

Chief Financial Officer / Chief Compliance Officer

RK Capital Management, LLC

Chief Compliance Officer/ Associate General Counsel

Instinet, LLC

Principal

Heather Murphy Advisory LLC