David Sieradzki
David S. Sieradzki is the Chief Compliance Officer and Associate General Counsel at Instinet, LLC. Prior to joining Instinet, David was in private practice representing broker-dealers, investment advisers and hedge funds in connection with matters arising under federal and state securities laws and self-regulatory organization rules. His practice encompassed a wide range of regulatory issues affecting financial services firms and institutional investors, including market access; equity and fixed-income trading practices; order handling and execution issues; market making; broker-dealer and alternative trading system registration; outsourcing; audit trail and trade reporting requirements; and creation and distribution of research reports and other communications with the public. In addition to regulatory counseling, David represented clients in enforcement proceedings and conducted internal investigations. Prior to entering private practice, David was a special counsel at the U.S. Securities and Exchange Commission’s Division of Trading and Markets and counsel to Commissioner Isaac C. Hunt, Jr.