Chief Compliance Officer

Intellicents Investment Solutions, Inc.

Compliance Principal

Allianz Life Insurance Company

Vice President and Associate General Counsel

FINRA

Associate General Counsel - Advisory

Raymond James Financial, Inc.

Executive Vice President, National Cause & Financial Crimes Detection Program

FINRA

Chief Compliance and Risk Officer

Rethink Capital Partners

Global Chief Compliance Officer

GCM Grosvenor

Director, Elder Financial Exploitation Investigations

Fidelity Investments

Principal - Compliance

Edward Jones

Professor of Law
Georgetown University Law Center

Chief Compliance Officer
CV Advisors LLC

Partner
Kirkland & Ellis LLP

Chief Supervisory Officer

Merrill Lynch Wealth Management

Director of Data Privacy

Bank OZK

Certified Information Privacy Professional & Attorney

Octillo Law