Adam Schaub
Adam is the Vice President, Platform Product Management for RegEd. In this role, he directs RegEd’s platform product management team to help shape and influence the overall strategic design and direction of RegEd’s platform. Adam analyzes the competitive landscape and industry trends, partners with product leadership and product line owners to identify new market opportunities and technologies, conducts customer research, targets new product development efforts, and prioritizes existing product innovations.
Adam was previous with Avantax, formerly known as 1st Global, where he led the Compliance Services team, which was responsible for advertising review, CE, branch inspections, outside business activities, outside brokerage accounts, regulatory requests, licensing, and many other compliance areas. Adam was previously the CCO of 1st Global. Adam has his Series 4, 7, 24, 53, 63, and 66 examinations, and is a CFP® Certificant. He is a member of the Steering Committee for the DFW Compliance Roundtable and the IRI’s Securities Committee.
5h. BD - Remote Auditing and Supervision Talk Group (CLOSED)