Heather Murphy
Heather Murphy is the Principal of Heather Murphy Advisory LLC. Her firm provides services in the areas of anti-money laundering, general compliance, and fraud prevention. While AML holds a special place in her heart, her work protecting senior and vulnerable investors from exploitation has ignited her career passion. She was with Commonwealth Financial Network for 14 years and most recently served as the firm’s Deputy Chief AML Officer. In this role, she oversaw the dayto-day operation of the firm’s AML Office. During her 6 years in the firm’s AML Office, she stood up Commonwealth’s Senior Investor Protection program as well as made many enhancements to the firm’s AML Office. While at Commonwealth she represented her firm in several industry groups including SIFMA, IAFCI, and NAPSA. Heather has over 20 years in the financial services industry in a variety of roles including Operations, Compliance, and AML. Heather holds FINRA Series 7, 24, 53, 63, and 65 securities registrations as well as the Certified Senior Advisor, Certified Anti-Money Laundering Specialist, and Accredited Investment Fiduciary designations.