Mary Johnston
Mary Johnston, CSCP®, IAACP® is the Chief Compliance Officer for CV Advisors LLC in Aventura, FL, where she is responsible for all aspects of the investment adviser compliance program. She previously served as CCO and Director of Human Resources for CV Advisors from August 2016 to September 2019.
Prior to re-joining CV Advisors in November of 2020, Ms. Johnston was the Chief Compliance Officer for Edge Capital Group LLC, headquartered in Atlanta. With Edge, she was responsible for the firm's investment adviser compliance program, which included wealth management, mutual fund, separately managed accounts, private equity, and CPO compliance.
Ms. Johnston joined the financial services industry in 1999 as a Registered Client Services Administrator. Over the past 20+ years, she has worked for both dually registered and RIA-only advisory firms ranging from $3 billion to $11 billion in assets under management. During that time, she held progressively more responsible positions and has been a dedicated Chief Compliance Officer for the past 12 years. Ms. Johnston also has experience in both front and back-office operations, trading, technology, cybersecurity, and regulatory examinations with the SEC and the NFA.