Chief Compliance Officer

PNFP

Director of the Division of Examinations

U.S. Securities & Exchange Commission

Head of Compliance

FUTUREBANK

VP, Regulatory Strategy

InvestorCOM

Chief Compliance Officer

Ellsworth Advisors, LLC

President/ Founder

Coulter Strategic Services

Professor of Law

Brooklyn Law School

Duke Law School

Partner

Eversheds Sutherland

Principal

Groom Law Group, Chartered

Chief Compliance Officer

Guggenheim Securities, LLC

Owner/Principal

SSI Risk Consulting LLC