Tami Carley
Tami Carley is a Compliance Principal with Allianz Life Insurance Company of North America (Allianz Life). She is part of a team responsible for Second Line of Defense Monitoring Program within the Ethics and Compliance Department. Prior to joining Allianz Life she was a Compliance professional at Thrivent, RBC Wealth Management, Ameriprise and Woodbury Financial Services. Tami has over 20 years of experience in the financial services industry. Subject Matter Expertise include: Compliance Oversight; Advertising Regulatory Compliance; Risk Management; Policy and Procedure Development; Technical Writing Skills; Team Building and Leadership Skills; Insurance, Broker/Dealer and Registered Investment Adviser regulation. Ms. Carley earned the FINRA Certified Regulatory Compliance Professional (CRCP)® and the Certified Securities Compliance Professional (CSCP). She currently holds and maintains FINRA Series 6, 63, 66, 7 and 24 licenses. Tami received her bachelor's degree from the University of Minnesota and her Paralegal Certificate from the Philadelphia Institute for Paralegal Training. She is a Member of National Ski Patrol.