3f, 2024 Holly Orefice 5/1/24 3f, 2024 Holly Orefice 5/1/24

David Cielusniak

Chief Executive Officer

Allegiant Global Solutions, LLC

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2e, 2024 Holly Orefice 5/1/24 2e, 2024 Holly Orefice 5/1/24

Alex Egan

Director

Kaufman Rossin

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2b, 2024 Holly Orefice 5/1/24 2b, 2024 Holly Orefice 5/1/24

Michael Cocanower

CEO

AdviserCyber

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1e, 2024 Holly Orefice 5/1/24 1e, 2024 Holly Orefice 5/1/24

Michael Pearson

Chief Compliance Officer

Balentine

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Wednesday-General-Session, 2024 Holly Orefice 4/27/24 Wednesday-General-Session, 2024 Holly Orefice 4/27/24

Marshall Gandy

National Associate Director- IA/IC Examination Program

U.S. Securities & Exchange Commission

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8a, 2024 Holly Orefice 4/19/24 8a, 2024 Holly Orefice 4/19/24

Bruce Karpati

Partner, Global Chief Compliance Officer

KKR

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2024, 3b Holly Orefice 4/11/24 2024, 3b Holly Orefice 4/11/24

Trish Flynn

VP & Chief Compliance Officer

PGIM Investments

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2024, 6a Holly Orefice 2/1/24 2024, 6a Holly Orefice 2/1/24

Shawn O’Neill

Director, Examinations: Capital Markets

FINRA

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1g, 2024 Holly Orefice 6/15/23 1g, 2024 Holly Orefice 6/15/23

Steve Farmer

Chief Compliance Officer

Confluence Investment Management LLC

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9b, 2024 Holly Orefice 6/6/23 9b, 2024 Holly Orefice 6/6/23

Suzy Auletta

SVP, Chief Compliance Officer

Raymond James Financial Services

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3c, 2024 Holly Orefice 5/23/23 3c, 2024 Holly Orefice 5/23/23

Darren McMillan

Chief Compliance Officer

BMO Financial Group

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7b, 2024 Holly Orefice 5/12/23 7b, 2024 Holly Orefice 5/12/23

Debbie Hennelly

Founder & President

Resiliti

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10c, 2024 Holly Orefice 5/12/23 10c, 2024 Holly Orefice 5/12/23

Johanna Anders

Head of Regulatory Compliance

Harris Associates

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2024, ACA Holly Orefice 5/9/23 2024, ACA Holly Orefice 5/9/23

Carlo di Florio

Global Advisory Leader

ACA Group

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1f, 2024 Holly Orefice 5/5/23 1f, 2024 Holly Orefice 5/5/23

Amber Allen

General Counsel and Executive Vice President

Fairview, LLC

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4a, 2024, Wednesday-General-Session Holly Orefice 5/5/23 4a, 2024, Wednesday-General-Session Holly Orefice 5/5/23

Heather Traeger

General Counsel & CCO

Teacher Retirement System of Texas

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7g, 2024 Holly Orefice 5/4/23 7g, 2024 Holly Orefice 5/4/23

Adán Araujo

Chief Compliance Officer

Jasper Ridge Partners

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7a, 2024 Holly Orefice 5/4/23 7a, 2024 Holly Orefice 5/4/23

Taylor Faw

Chief Compliance Officer

Strathmore Capital Advisors, Inc.

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3f, 2024 Holly Orefice 5/4/23 3f, 2024 Holly Orefice 5/4/23

Pam Gelormini

Director of Compliance, Privacy Officer

MFS Investment Management

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3e, 2024 Holly Orefice 5/4/23 3e, 2024 Holly Orefice 5/4/23

Anh Lam

Chief Compliance Officer and Senior Vice President

Sandy Spring Bank

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