Scott Demar

Scott Demar is a Senior Manager within Kaufman Rossin’s Risk Advisory Services practice, where he works with a team of consultants to assist financial services clients with complex business and regulatory risks.

He brings over a decade of experience in regulatory compliance, having spent more than 10 years in the Division of Examinations at the US Securities and Exchange Commission (SEC) prior to joining Kaufman Rossin. In that role, Scott led numerous examinations of SEC-registered investment advisers (RIAs), dually registered RIA/broker-dealers, and investment companies to assess their compliance with the federal securities laws.

In his current role, he advises RIA clients on a variety of compliance, risk and regulatory issues. Scott utilizes his knowledge and expertise, along with his regulatory experience, to help clients protect their organizations, implement effective controls and mitigate risks.

Scott earned a Bachelor of Science in Accounting and Finance and a Master of Science in Accounting from the Kelley School of Business at Indiana University.

2e. IA/IC/PF LAB – Preparing for SEC Regulatory Examinations (Intermediate - CLOSED)