Senior Compliance Officer

Gradient Securities, LLC

Compliance Partner

DFP Partners

Partner

Armstrong Teasdale LLP

Director

Cetera

Compliance Officer

Fairfield

Of Counsel at Stevens & Lee

Chief Compliance Officer at Griffin Financial Group

Attorney

Smart Kx

Managing Director

Security Basecamp

Director of Operations

SEC Compliance Consultants, Inc.

VP of Compliance

Corient

Managing Director

17a-4, llc

Partner and Co-Chair, ESG Risk and Investigations

Katten Muchin Rosenman LLP