Mike Manly
Mike Manly is a Chief Counsel in FINRA’s Department of Enforcement. In this role, Mike manages a team of attorneys who initiate and prosecute FINRA disciplinary matters. He also consults with Member Supervision personnel and Enforcement Investigators regarding ongoing examinations and investigations. Mike was previously a Director and a Senior Counsel at FINRA. Prior to joining FINRA in 2013, Mike was a partner at Neal, Gerber & Eisenberg LLP in Chicago, where he represented broker/dealers in customer disputes brought in federal and state courts, as well as various arbitration forums, including FINRA Dispute Resolution. Mike also was a general litigation associate at Jones Day, where he handled litigation involving antitrust, securities, and bankruptcy matters. Mike graduated from the University of Nebraska College of Law with high distinction and earned his undergraduate degree, with distinction, from the University of Nebraska-Lincoln.