Jodie Crotteau
Jodie Crotteau is the Deputy Chief Compliance Officer and Head of Investment Compliance at Harris Associates and has over 27 years of experience in compliance in the financial services industry. Prior to joining Harris Associates, she was the Chief Compliance Officer of Harbor Capital Advisors, Inc., an SEC registered investment adviser (“Harbor Capital”) and each wholly owned subsidiary of Harbor Capital, including a non-depository trust company, limited purpose broker-dealer and an in-house transfer agent. She also previously served as the Chief Compliance Officer for a registered fund of hedge funds. Jodie has her MBA in Finance and Organizational Leadership from the University of Findlay. She has her series 7, 24 and 63 from FINRA and maintains various industry designations, including the Certified IRA Services Professional (CISP) and Certified Anti-Money Laundering Specialist (CAMS). Jodie served as a board member of NSCP from 2018-2021 and remains a member of the National Society of Compliance Professionals (NSCP).
1c. ALL LAB – Worlds Colliding: Financial Crimes and AML (Intermediate)