Jamie Schlag

Jamie Schlag is a Senior Compliance Officer at Gradient Securities, LLC (an SEC Registered Investment Advisor doing business under the d.b.a of Gradient Wealth Management), a small independent retail dually-registered firm located in Arden Hills, MN. Jamie has over 10 years of compliance, supervision, and operations functions at back-office broker-dealers and investment advisors. She maintains current FINRA Series 7, 24, 52, 53, 57, 66, Certified Regulatory and Compliance Professional (CRCP)®, and Certified Anti-Money Laundering Specialist (CAMS). Jamie serves on the Financial Services Institute (FSI) Compliance Council for a 3-year term as of January 2023 and is a committee member for the FINRA Qualification Exam Content Committee - SIE as of 2022. Jamie has a passion for learning, and continuing to grow personally and professionally, and uses her experience and knowledge to serve as a mentor and advocate within the financial services industry.

8b. ALL - Supervision in the New Hybrid Workforce Office World (Intermediate)