Alex Chan
Alex is a Director in the Advisory Compliance Department for Cetera Financial Group, working with multiple affiliated RIAs. Alex is based out of St. Paul, Minnesota. Alex has a broad compliance background having worked in most compliance areas during his career including Advertising, Branch Exam, Regulatory Exam, Annual Testing, Training…etc. Alex has his 4, 7, 24, 53, 66 FINRA registrations and a JD from the University of Missouri-Columbia.