Partner

Katten Muchin Rosenman LLP

President and Founder

IMP

Vice President and Chief Compliance Officer

The Leaders Group, Inc. and TLG Advisors, Inc.

Partner and Chief Legal Officer

The Wagner Law Group

Managing Director

Oyster Consulting LLC

SVP

Starkweather & Shepley

Partner

Haynes and Boone LLP

Chief Compliance Officer

Betterment

Chief Compliance Officer, Secretary, & Counsel

NexPoint Advisors, L.P. and NexPoint Asset Management, L.P.

Founder and President

Renaissance Regulatory Services, Inc.

Founder

Cascade Investment Compliance & Verification

Commissioner

U.S. Securities & Exchange Commission

CCO and FinOp, Hannon Armstrong Securities LLC and Founder and Managing Member of Compliance Support Services LLC

Deputy Director of the Office of Regulations and Interpretations

Employee Benefits Security Administration/ U.S. Department of Labor