Michael Shoemaker

Michael Shoemaker is the Chief Compliance Officer for Kayne Anderson Rudnick Investment Management, LLC in Los Angeles, CA. He is responsible for ensuring the firm’s activities comply with relevant legal and regulatory requirements by developing, implementing, and maintaining the firm’s compliance program. Prior to joining KAR in 2019, Shoemaker was the Chief Compliance Officer for Driehaus Capital Management LLC and Driehaus Mutual Funds, was a Compliance Officer for PIMCO, and served in various compliance roles at Driehaus. Shoemaker earned a B.S. in Business Administration with a major in Accounting from the University of Arizona, an M.B.A. with a concentration in Finance and International Business from DePaul University, and a J.D. from Chicago-Kent College of Law. He is a member of the Illinois bar.

4e. IA – The Marketing Rule in Year 2:  More Lessons Learned (Intermediate - OPEN)