9a, 2024 Holly Orefice 5/21/24 9a, 2024 Holly Orefice 5/21/24

Megan Monroe

Head of Compliance

TBD, a subsidiary of Block, Inc.

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Shayna Henderson

Director, Compliance -Advertising and Communications

Cambridge Investment Research, Inc

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Marc Gilman

General Counsel and VP of Compliance

Theta Lake

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7f, 2024 Holly Orefice 5/20/24 7f, 2024 Holly Orefice 5/20/24

Adam Leber

Global Chief Compliance Officer

Morningstar

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6d, 2024 Holly Orefice 5/19/24 6d, 2024 Holly Orefice 5/19/24

Anthony Cavallaro

Senior Director and Chief Compliance Officer

Robinhood Financial, LLC

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8c, 2024 Holly Orefice 5/19/24 8c, 2024 Holly Orefice 5/19/24

Doug Baxley

Chief Compliance Officer

Merit Financial Advisors

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8g, 2024 Holly Orefice 5/19/24 8g, 2024 Holly Orefice 5/19/24

Shachi Bhatt

Chief Compliance Officer

Office of the NYC Comptroller - Bureau of Asset Management

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2024, 6e Holly Orefice 5/19/24 2024, 6e Holly Orefice 5/19/24

Noël Barnes

Assistant General Counsel

Commonwealth Financial Network

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6b, 2024 Holly Orefice 5/19/24 6b, 2024 Holly Orefice 5/19/24

Sonia Chowdhury

Regulatory SME

Independent Consultant

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Holly Orefice 5/19/24 Holly Orefice 5/19/24

Amy Lynch

Founder and President

FrontLine Compliance, LLC

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7d, 2024 Holly Orefice 5/19/24 7d, 2024 Holly Orefice 5/19/24

Brad Anderson

Chief Compliance Officer

Diversity Advisor Network

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8b, 2024 Holly Orefice 5/19/24 8b, 2024 Holly Orefice 5/19/24

Dabney O’Riordan

Partner

Quinn Emanuel Urquhart & Sullivan LLP

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6c, 2024 Holly Orefice 5/19/24 6c, 2024 Holly Orefice 5/19/24

Ivy Duke

General Counsel

ImpactAssets, Inc.

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5g, 2024 Holly Orefice 5/19/24 5g, 2024 Holly Orefice 5/19/24

Hope Brown

Executive Director, Legal and Compliance and Chief Compliance Officer

Calvert Research and Management

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4a, 2024 Holly Orefice 5/19/24 4a, 2024 Holly Orefice 5/19/24

Katrina Berishaj

Counsel

Stradley Ronon

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9a, 2024, 8b Holly Orefice 5/18/24 9a, 2024, 8b Holly Orefice 5/18/24

Frank Sensenbrenner

Senior Specialized Examiner

U.S. Securities & Exchange Commission

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3c, 2024 Holly Orefice 5/18/24 3c, 2024 Holly Orefice 5/18/24

Adam Aderton

Partner

Willkie Farr & Gallagher

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8b, 2024 Holly Orefice 5/17/24 8b, 2024 Holly Orefice 5/17/24

Lyman Terni

CISO

Havoc Defense, LLC

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2024, 7d Holly Orefice 5/17/24 2024, 7d Holly Orefice 5/17/24

Kurt Lofgren

Chief Compliance Officer

J.W. Cole Financial and J.W. Cole Advisors

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10b, 2024 Holly Orefice 5/17/24 10b, 2024 Holly Orefice 5/17/24

Robin Freeman

Chief Compliance Officer

LaSalle Investment Management

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