Ivy Duke
Ivy Wafford Duke is Chief Compliance Officer and General Counsel at ImpactAssets Capital Partners, PB LLC, an SEC registered investment advisor managing $1.8 billion in impact investments. IA Capital is a subsidiary of ImpactAssets, Inc., a nonprofit financial services firm that facilitates impact investing through donor advised funds and other philanthropic and impact investing options. Prior to joining the ImpactAssets enterprise, Ivy was the Chief Compliance Officer at National Real Estate Advisors LLC, a real estate investment advisor that specializes in build-to-core real estate projects. Prior to this she served as Counsel at Seward & Kissel LLP, responsible for matters involving registered fund and adviser operations. For the previous 20 years Ms. Duke worked at Calvert, last holding the position of Vice President and Acting General Counsel, where she led legal operations of multiple open-end registered investment companies and guided the firm’s regulatory functions. She also concurrently served as Counsel for the Calvert Foundation where she provided legal counsel on securities-related and philanthropic activities, including the launch of its donor advised fund, the Calvert Giving Fund. In her early legal career, she was an Associate at Drinker Biddle & Reath LLP (now Faegre Drinker) and a Law Clerk at Philadelphia Electric Company. Ms. Duke holds a LL.M. in Securities and Financial Regulation from Georgetown University Law Center, and a J.D. and B.A. from the University of Virginia.
4b. BD/IA - Recommending Alternative or Complex Products (Intermediate)