David James
David James serves as chief compliance officer of Pinnacle’s wealth management and investment banking teams. He oversees compliance matters for PNFP Capital Markets Inc. and Pinnacle Wealth Advisors, the firm’s registered investment advisor unit. James earned a bachelor’s degree in finance from the University of Tennessee and attended the FINRA Institute at the University of Pennsylvania’s Wharton School, where he received his Certified Regulatory Compliance Professional (CRCP) designation. He holds Series 24, 53, 4, 7, 55, 66, 78 and 99 securities licenses.