Partner

Burr & Forman, LLP

Senior Systems Analyst

Wellington Management

Head of Enterprise Risk

KKR

Owner

Sapphire Compliance Management, LLC

Senior Vice President, Head of Regulatory and International Legal

Cohen & Steers

CEO

CompliGlobe Ltd.

Managing Director

IQ-EQ

Chief Compliance Officer

Parnassus Investments and the Parnassus Funds

Global AML and Anti-Bribery Head

Guggenheim Partners

Chief Compliance Officer / Chief Operating Officer

Segall Bryant & Hamill

Director

ACA Group

Co-Founder and Partner

RIA Lawyers LLC

Former SVP, Funds CCO and Head of North America Compliance

Janus Henderson Group

Chief Compliance Officer, Retail Advice & Solutions (RAS) and Distribution

Prudential

Partner

Debevoise & Plimpton LLP