8a, 2024 Holly Orefice 4/21/22 8a, 2024 Holly Orefice 4/21/22 Rob Schwartz PrincipalPortfolio Valuation Consultants LLC Read More 7e, 2024 Holly Orefice 4/21/22 7e, 2024 Holly Orefice 4/21/22 Kevin Spence Senior Director of ComplianceTIAA Read More Holly Orefice 4/21/22 Holly Orefice 4/21/22 Jim Hooks Chief Compliance OfficerPrivate Advisor Group Read More Holly Orefice 4/21/22 Holly Orefice 4/21/22 Brenda Fournier VP - Regional Compliance OfficerJP Morgan Chase Read More 2d, 2024 Holly Orefice 4/20/22 2d, 2024 Holly Orefice 4/20/22 Jennifer Selliers Director, Senior ConsultantRenaissance Regulatory Services Read More Holly Orefice 4/20/22 Holly Orefice 4/20/22 Ignacio Sandoval PartnerMorgan, Lewis & Bockius LLP Read More Holly Orefice 4/20/22 Holly Orefice 4/20/22 Pam Ziermann Consultant/ ExpertJ.S. Held Read More 8e, 2024 Holly Orefice 4/20/22 8e, 2024 Holly Orefice 4/20/22 Joseph Simms ShareholderReminger Co., LPA Read More 2024, Keynote-Tuesday Designsite 4/20/22 2024, Keynote-Tuesday Designsite 4/20/22 Brian Rubin PartnerEversheds Sutherland Read More 5e, 2024 Holly Orefice 4/15/22 5e, 2024 Holly Orefice 4/15/22 Stephen Selby Director, Compliance OversightAvantax Read More Holly Orefice 4/14/22 Holly Orefice 4/14/22 Ted McCutcheon General Counsel & Chief Compliance OfficerLocust Point Capital Inc. Read More 1d, 2024 Holly Orefice 4/10/22 1d, 2024 Holly Orefice 4/10/22 Daniel Olorunda Regulatory Principal, Membership Application Program FINRA Read More Holly Orefice 4/9/22 Holly Orefice 4/9/22 Sander Ressler Founder and Managing PartnerEssential Edge Read More 6b, 2024 Holly Orefice 4/1/22 6b, 2024 Holly Orefice 4/1/22 Peter Tepley PartnerRumberger, Kirk & Caldwell, P.C. Read More 2024, 6c Holly Orefice 4/1/22 2024, 6c Holly Orefice 4/1/22 Robert Tull Managing DirectorEffective Compliance LLC Read More 8e, 2024 Holly Orefice 3/16/22 8e, 2024 Holly Orefice 3/16/22 Brenda Vaughn Vice President - SupervisionAmeriprise Read More Holly Orefice 3/12/22 Holly Orefice 3/12/22 Jeff Yorg Chief Compliance Officer and Associate General CounselBuckingham Wealth Partners Read More Holly Orefice 3/5/22 Holly Orefice 3/5/22 Dr. Camille Howard President and FounderHumanistic Power LLC Read More Holly Orefice 3/4/22 Holly Orefice 3/4/22 John Nielands Senior Counsel/ Chief Compliance OfficerLincoln Financial Group Read More 3f, 2024 Holly Orefice 3/4/22 3f, 2024 Holly Orefice 3/4/22 Jeff Martell Director, Enterprise Ethics & ComplianceJackson Financial Inc. Read More Newer Posts Older Posts
8a, 2024 Holly Orefice 4/21/22 8a, 2024 Holly Orefice 4/21/22 Rob Schwartz PrincipalPortfolio Valuation Consultants LLC Read More
7e, 2024 Holly Orefice 4/21/22 7e, 2024 Holly Orefice 4/21/22 Kevin Spence Senior Director of ComplianceTIAA Read More
Holly Orefice 4/21/22 Holly Orefice 4/21/22 Jim Hooks Chief Compliance OfficerPrivate Advisor Group Read More
Holly Orefice 4/21/22 Holly Orefice 4/21/22 Brenda Fournier VP - Regional Compliance OfficerJP Morgan Chase Read More
2d, 2024 Holly Orefice 4/20/22 2d, 2024 Holly Orefice 4/20/22 Jennifer Selliers Director, Senior ConsultantRenaissance Regulatory Services Read More
Holly Orefice 4/20/22 Holly Orefice 4/20/22 Ignacio Sandoval PartnerMorgan, Lewis & Bockius LLP Read More
8e, 2024 Holly Orefice 4/20/22 8e, 2024 Holly Orefice 4/20/22 Joseph Simms ShareholderReminger Co., LPA Read More
2024, Keynote-Tuesday Designsite 4/20/22 2024, Keynote-Tuesday Designsite 4/20/22 Brian Rubin PartnerEversheds Sutherland Read More
5e, 2024 Holly Orefice 4/15/22 5e, 2024 Holly Orefice 4/15/22 Stephen Selby Director, Compliance OversightAvantax Read More
Holly Orefice 4/14/22 Holly Orefice 4/14/22 Ted McCutcheon General Counsel & Chief Compliance OfficerLocust Point Capital Inc. Read More
1d, 2024 Holly Orefice 4/10/22 1d, 2024 Holly Orefice 4/10/22 Daniel Olorunda Regulatory Principal, Membership Application Program FINRA Read More
Holly Orefice 4/9/22 Holly Orefice 4/9/22 Sander Ressler Founder and Managing PartnerEssential Edge Read More
6b, 2024 Holly Orefice 4/1/22 6b, 2024 Holly Orefice 4/1/22 Peter Tepley PartnerRumberger, Kirk & Caldwell, P.C. Read More
2024, 6c Holly Orefice 4/1/22 2024, 6c Holly Orefice 4/1/22 Robert Tull Managing DirectorEffective Compliance LLC Read More
8e, 2024 Holly Orefice 3/16/22 8e, 2024 Holly Orefice 3/16/22 Brenda Vaughn Vice President - SupervisionAmeriprise Read More
Holly Orefice 3/12/22 Holly Orefice 3/12/22 Jeff Yorg Chief Compliance Officer and Associate General CounselBuckingham Wealth Partners Read More
Holly Orefice 3/5/22 Holly Orefice 3/5/22 Dr. Camille Howard President and FounderHumanistic Power LLC Read More
Holly Orefice 3/4/22 Holly Orefice 3/4/22 John Nielands Senior Counsel/ Chief Compliance OfficerLincoln Financial Group Read More
3f, 2024 Holly Orefice 3/4/22 3f, 2024 Holly Orefice 3/4/22 Jeff Martell Director, Enterprise Ethics & ComplianceJackson Financial Inc. Read More
