Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3h. BD - Institutional Firms Talk Group (CLOSED) 1:45 PM - 3:00 PM Read More Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 4a. ALL – Best Practices for U.S. Public Pension Plan, Foundation, and Endowment Clients (Intermediate - OPEN) 3:15 PM - 4:30 PM Read More Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4b. ALL LAB - Integrating Compliance During M&A Transition (Intermediate - CLOSED) 3:15 PM - 4:30 PM Read More Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4c. BD - Remote Supervision Pilot program and Residential Supervisory Locations (Intermediate - OPEN) 3:15 PM - 4:30 PM Read More Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4d. BD LAB – Modernizing Records Management: One Year Later (Advanced - CLOSED) 3:15 PM - 4:30 PM Read More Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4e. IA – The Marketing Rule in Year 2: More Lessons Learned (Intermediate - OPEN) 3:15 PM - 4:30 PM Read More Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4f. PF - Marketing and Sales of Private Fund Interests (Intermediate - OPEN) 3:15 PM - 4:30 PM Read More Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4g. ALL – Off-Channel Communications Talk Group (Small to Medium Firms) - (CLOSED) 3:15 PM - 4:30 PM Read More Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4h. ALL – Off-Channel Communications Talk Group (Large Firms) - (CLOSED) 3:15 PM - 4:30 PM Read More Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 Networking Reception (OPEN) 4:30 PM - 6:00 PM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 General Session - Keynote Panel: Regulatory Enforcement Priorities (OPEN) 9:00 AM - 10:00 AM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 5a. ALL – Artificial intelligence on the Rise (Intermediate - OPEN) 10:15 AM - 11:15 AM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 5b. ALL – Confronting Ethical Erosion (Intermediate - OPEN) 10:15 AM - 11:15 AM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 5c. ALL LAB - Presenting a Successful Compliance Program - for Small to Mid-size Firms (Intermediate - CLOSED) 10:15 AM - 11:15 AM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 5d. BD – Current State of Trading and Trade Reporting (Intermediate - OPEN) 10:15 AM - 11:15 AM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 5e. BD LAB – Creating Compliant Marketing Materials and Digital Communications (Basic - CLOSED) 10:15 AM - 11:15 AM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 5f. IA/PF - Anti-Money Laundering: Understanding Financial Crimes (Intermediate - OPEN) 10:15 AM - 11:15 AM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 5g. IC – Investment Company Regulation: Current Issues (Intermediate - OPEN) 10:15 AM - 11:15 AM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 5h. BD - Remote Auditing and Supervision Talk Group (CLOSED) 10:15 AM - 11:15 AM Read More Tuesday Holly Orefice 4/7/22 Tuesday Holly Orefice 4/7/22 5i. IA - Institutional Firms Talk Group (CLOSED) 10:30 AM - 11:30 AM Read More Newer Posts Older Posts
Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3h. BD - Institutional Firms Talk Group (CLOSED) 1:45 PM - 3:00 PM Read More
Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 4a. ALL – Best Practices for U.S. Public Pension Plan, Foundation, and Endowment Clients (Intermediate - OPEN) 3:15 PM - 4:30 PM Read More
Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4b. ALL LAB - Integrating Compliance During M&A Transition (Intermediate - CLOSED) 3:15 PM - 4:30 PM Read More
Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4c. BD - Remote Supervision Pilot program and Residential Supervisory Locations (Intermediate - OPEN) 3:15 PM - 4:30 PM Read More
Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4d. BD LAB – Modernizing Records Management: One Year Later (Advanced - CLOSED) 3:15 PM - 4:30 PM Read More
Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4e. IA – The Marketing Rule in Year 2: More Lessons Learned (Intermediate - OPEN) 3:15 PM - 4:30 PM Read More
Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4f. PF - Marketing and Sales of Private Fund Interests (Intermediate - OPEN) 3:15 PM - 4:30 PM Read More
Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4g. ALL – Off-Channel Communications Talk Group (Small to Medium Firms) - (CLOSED) 3:15 PM - 4:30 PM Read More
Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4h. ALL – Off-Channel Communications Talk Group (Large Firms) - (CLOSED) 3:15 PM - 4:30 PM Read More
Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 Networking Reception (OPEN) 4:30 PM - 6:00 PM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 General Session - Keynote Panel: Regulatory Enforcement Priorities (OPEN) 9:00 AM - 10:00 AM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 5a. ALL – Artificial intelligence on the Rise (Intermediate - OPEN) 10:15 AM - 11:15 AM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 5b. ALL – Confronting Ethical Erosion (Intermediate - OPEN) 10:15 AM - 11:15 AM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 5c. ALL LAB - Presenting a Successful Compliance Program - for Small to Mid-size Firms (Intermediate - CLOSED) 10:15 AM - 11:15 AM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 5d. BD – Current State of Trading and Trade Reporting (Intermediate - OPEN) 10:15 AM - 11:15 AM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 5e. BD LAB – Creating Compliant Marketing Materials and Digital Communications (Basic - CLOSED) 10:15 AM - 11:15 AM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 5f. IA/PF - Anti-Money Laundering: Understanding Financial Crimes (Intermediate - OPEN) 10:15 AM - 11:15 AM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 5g. IC – Investment Company Regulation: Current Issues (Intermediate - OPEN) 10:15 AM - 11:15 AM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 5h. BD - Remote Auditing and Supervision Talk Group (CLOSED) 10:15 AM - 11:15 AM Read More
Tuesday Holly Orefice 4/7/22 Tuesday Holly Orefice 4/7/22 5i. IA - Institutional Firms Talk Group (CLOSED) 10:30 AM - 11:30 AM Read More
