5i. IA - Institutional Firms Talk Group (CLOSED)

This interactive group discussion will focus on issues such as: identifying conflicts of interest; regulatory priorities; remote supervision; cybersecurity compliance; performance verification and dispersion; product applicability; policies and procedures controls; and marketing exam readiness, as they relate to Investment Adviser compliance professionals of institutional firms. Attendees are encouraged to share their experiences and learnings within this talk group.

This session is not eligible for continuing education credits. Seating is limited.

This session is closed to both regulators and members of the press.

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