4b. ALL LAB - Integrating Compliance During M&A Transition (Intermediate - CLOSED)
Many financial companies today are joining forces to become industry powerhouses, or sellers are phasing out of the industry and looking for a good home for their clients. Regardless of the type of acquisition, a successful merger depends on compliance, operations, teams, systems, and cultural integration. In this lab, attendees will learn effective ways to structure due diligence, track post-merger integration, determine compliance’s role in the process, and celebrate success upon completion.
This session is closed to both regulators and members of the press.
The following learning objectives will be met using case studies, examples, group discussions, and other application activities:
Discuss considerations before the integration.
Analyze predecessor performance, books, and records.
Learn what defines the successful transition of two companies.
Develop comprehensive post integration checklists to assist in each phase of the project.
Learn how to set clear expectations for Compliance without disrupting the deal.
