NSCP.ORG

Meghan Flanagan 4/7/22 Meghan Flanagan 4/7/22

6a. ALL - Risk Identification: The Foundation of a Great Risk Management Program (Basic - OPEN)

11:30 AM - 12:30 PM

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Meghan Flanagan 4/7/22 Meghan Flanagan 4/7/22

6b. ALL - Diversity, Equity, and Inclusion: Advancing the Initiative in 2024 and Beyond (Intermediate - OPEN)

11:30 AM - 12:30 PM

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Meghan Flanagan 4/7/22 Meghan Flanagan 4/7/22

6c. ALL LAB - Regulatory Change Management (Intermediate - CLOSED)

11:30 AM - 12:30 PM

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Meghan Flanagan 4/7/22 Meghan Flanagan 4/7/22

6d. BD/IA LAB – Protecting Senior/Vulnerable Investors (Intermediate - CLOSED)

11:30 AM - 12:30 PM

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Meghan Flanagan 4/7/22 Meghan Flanagan 4/7/22

6e. BD - Recommending Alternative or Complex Products (Intermediate - OPEN)

11:30 AM - 12:30 PM

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Meghan Flanagan 4/7/22 Meghan Flanagan 4/7/22

6f. IA - Recommending Alternative or Complex Products (Intermediate - OPEN)

11:30 AM - 12:30 PM

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Meghan Flanagan 4/7/22 Meghan Flanagan 4/7/22

6g. PF - Preparing for PF Exams in the Aftermath of PFAR (Intermediate - CLOSED)

11:30 AM - 12:30 PM

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Meghan Flanagan 4/7/22 Meghan Flanagan 4/7/22

6h. ALL - Very Small Firm Issues Talk Group (CLOSED)

11:30 AM - 12:30 PM

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Holly Orefice 4/7/22 Holly Orefice 4/7/22

6i. ALL - Pension Funds, Foundations and Endowments Talk Group (CLOSED)

11:30 AM - 12:30 PM

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Meghan Flanagan 4/7/22 Meghan Flanagan 4/7/22

Networking Luncheon with Guest Speaker, Natasha Greiner (OPEN)

12:30 PM - 1:55 PM

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Meghan Flanagan 4/7/22 Meghan Flanagan 4/7/22

7a. ALL – Evolving Privacy Regulations (Intermediate - OPEN)

2:10 PM – 3:25 PM

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Meghan Flanagan 4/7/22 Meghan Flanagan 4/7/22

7b. ALL LAB – Breaking the Stress Cycle to Achieve Balance and Maximum Effectiveness (Basic - CLOSED)

2:10 PM – 3:25 PM

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Meghan Flanagan 4/7/22 Meghan Flanagan 4/7/22

7c. ALL LAB - Follow the Money: Financial Forensics (Intermediate - CLOSED)

2:10 PM – 3:25 PM

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Meghan Flanagan 4/7/22 Meghan Flanagan 4/7/22

7d. BD/IA – Effective Supervisory Programs for Smaller Firms (Intermediate - OPEN)

2:10 PM – 3:25 PM

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Meghan Flanagan 4/7/22 Meghan Flanagan 4/7/22

7e. BD/IA – Effective Supervisory Programs for Larger Firms (Intermediate - OPEN)

2:10 PM – 3:25 PM

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Meghan Flanagan 4/7/22 Meghan Flanagan 4/7/22

7f. IA/PF – Global Compliance and Marketing (Intermediate - OPEN)

2:10 PM – 3:25 PM

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Meghan Flanagan 4/7/22 Meghan Flanagan 4/7/22

7g. PF - Application and Management of Fiduciary Duties for Private Fund Advisers (Advanced - CLOSED)

2:10 PM – 3:25 PM

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Meghan Flanagan 4/7/22 Meghan Flanagan 4/7/22

7h. ALL - Technology Challenges Talk Group (CLOSED)

2:10 PM – 3:25 PM

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Holly Orefice 4/7/22 Holly Orefice 4/7/22

7i. BD - Retail Brokerage Issues Talk Group (CLOSED)

2:10 PM – 3:25 PM

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Meghan Flanagan 4/7/22 Meghan Flanagan 4/7/22

Dessert Reception with the Exhibitors (OPEN)

3:25 PM - 3:45 PM

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