4d. IA/PF – Foreign Filing and Registration Considerations (Intermediate)

U.S. Advisers seeking to extend their individual or investor pool beyond the USA face unique challenges and opportunities, whether seeking broader reach through global registration, offshore fund structures, or ex-U.S. sales efforts.  U.K., Europe (Ireland/Luxembourg), and the Cayman Islands offer well-established and recognized regulatory frameworks with flexible options and diverse fund structures.  Beyond the implications of country-specific marketing regimes, U.S. managers must contemplate complex registration requirements, varied filing obligations, and competing or compounding regional regulations.  This session is open to regulators but closed to members of the press.


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4c. IA - Integrating Compliance During M&A Transition (Advanced)

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4e. ALL LAB – How to Conduct Compliance Testing (Basic)