9a, 2024 Holly Orefice 5/9/24 9a, 2024 Holly Orefice 5/9/24

Owen Rapaport

CEO

Aer Compliance

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4b, 2024 Holly Orefice 5/9/24 4b, 2024 Holly Orefice 5/9/24

Stephen Cohen

Partner

Loeb & Loeb

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6f, 2024 Holly Orefice 5/9/24 6f, 2024 Holly Orefice 5/9/24

Dee Raibourn

Chief Compliance Officer

Avidity Partners

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4e, 2024 Holly Orefice 5/9/24 4e, 2024 Holly Orefice 5/9/24

Issa Hanna

Partner

Eversheds Sutherland

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5i, 2024 Holly Orefice 5/9/24 5i, 2024 Holly Orefice 5/9/24

Jeff VonDruska

Shareholder

Vedder Price

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5f, 2024 Holly Orefice 5/8/24 5f, 2024 Holly Orefice 5/8/24

Bao Nguyen

Principal

Kaufman Rossin

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10b, 2024 Holly Orefice 5/8/24 10b, 2024 Holly Orefice 5/8/24

Harsh Pandya

VP of Product

Saifr

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2024, 3a Holly Orefice 5/8/24 2024, 3a Holly Orefice 5/8/24

Matthew Fitzgerald

Vice President, Compliance

PGIM Fixed Income

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1b, 2024 Holly Orefice 5/8/24 1b, 2024 Holly Orefice 5/8/24

Jarrett Jacobs

Chief Compliance Officer

Fifth Third Securities, Inc.

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1b, 2024 Holly Orefice 5/8/24 1b, 2024 Holly Orefice 5/8/24

Takesha Pollock

Executive Director, Sr. Compliance Manager

Wells Fargo

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2024, 1b Holly Orefice 5/8/24 2024, 1b Holly Orefice 5/8/24

Jon Simone

Sr. Sales Engineer

MCO

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2f, 2024 Holly Orefice 5/8/24 2f, 2024 Holly Orefice 5/8/24

Karyn Vincent

Senior Head, Global Industry Standards, and GIPS Standards Executive Director

CFA Institute

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4d, 2024 Holly Orefice 5/7/24 4d, 2024 Holly Orefice 5/7/24

Zoe Phillips

Associate

Morgan, Lewis & Bockius LLP

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8g, 2024 Holly Orefice 5/7/24 8g, 2024 Holly Orefice 5/7/24

Bart McDonald

Executive Vice President

Renaissance Regulatory Services

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7b, 2024 Holly Orefice 5/6/24 7b, 2024 Holly Orefice 5/6/24

Shannon Bean

Senior Compliance Consultant

IMP Consulting

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4c, 2024 Holly Orefice 5/3/24 4c, 2024 Holly Orefice 5/3/24

Jennifer DiValerio

Sr. Regulatory Response Specialist

Vanguard

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10a, 2024 Holly Orefice 5/3/24 10a, 2024 Holly Orefice 5/3/24

Jim Lundy

Partner

Foley & Lardner

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5a, 2024 Holly Orefice 5/3/24 5a, 2024 Holly Orefice 5/3/24

Rosa Licea-Mailloux

Head of Compliance Americas; MFS Funds CCO

MFS Investment Management

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Keynote-Monday, 2024 Holly Orefice 5/2/24 Keynote-Monday, 2024 Holly Orefice 5/2/24

Lara Jones

CEO

Be A Legend, Inc.

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2g, 2024 Holly Orefice 5/2/24 2g, 2024 Holly Orefice 5/2/24

John Nave

Managing Director & Co-Head of Compliance Services

Softek Compliance

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