Takesha Pollock
Takesha Pollock is Executive Director, Sr. Compliance Manager of the Wells Fargo Investment Institute Inc., a registered investment adviser within the Wealth and Investment Management division of Wells Fargo Bank. She is responsible for the implementation and execution of corporate and registered investment adviser compliance programs, including policies and procedures, control design, training, oversight and monitoring, and risk reporting.
Before joining Wells Fargo, Takesha was the Director of Trading Practices Compliance at Barings Asset Management, covering portfolio management and trading compliance programs. Takesha has also held compliance roles at TIAA-CREF, focusing on investment adviser and mutual fund compliance.
Takesha earned a Bachelor of Science in Finance from North Carolina Agricultural and Technical State University and a Bachelor in Business Administration in Accounting from the University of Houston. She is currently pursuing a Master's in Public Administration from Barry University.