Brian Woldow

Brian Woldow is the Chief Compliance Officer for Betterment. Prior to joining Betterment, Mr. Woldow was a Managing Director and Compliance and Operational Risk Executive for Bank of America with a focus on Bank of America's wealth management businesses, including Merrill Lynch and the Bank of America Private Bank. Prior to joining the Compliance Department, Mr. Woldow was an Assistant General Counsel in the Bank of America Legal Department supporting its wealth management businesses, including the Merrill Lynch investment advisory programs and its Office of the Chief Investment Officer. Before joining Bank of America, Mr. Woldow was in private practice and served as an attorney in the FINRA Office of General Counsel. Mr. Woldow has a BA in Economics from Lafayette College, a JD from American University, Washington College of Law, and an LLM in Banking and Financial Law from Boston University.

7a. ALL - Building and Managing an Effective Compliance Program (Basic)