Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3a. ALL – Ethical Practice Programs in Action (Intermediate - OPEN) 1:45 PM - 3:00 PM Read More Monday Holly Orefice 4/8/22 Monday Holly Orefice 4/8/22 3b. ALL - Supervision & Compliance of Off-Channel Communications (Intermediate - OPEN) 1:45 PM - 3:00 PM Read More Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3c. ALL LAB – MNPI: Preventing Illegal “Insider Trading” (Intermediate - CLOSED) 1:45 PM - 3:00 PM Read More Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3d. ALL – Responding to Regulatory Investigations and Inquiries (Advanced - OPEN) 1:45 PM - 3:00 PM Read More Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3e. IA - Custody: Traps for the Unwary (Basic - OPEN) 1:45 PM - 3:00 PM Read More Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3f. IA LAB - Compliance Testing and Surveillance for Advisers (Intermediate - CLOSED) 1:45 PM - 3:00 PM Read More Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3g. ALL - Emerging Leaders Talk Group (CLOSED) 1:45 PM - 3:00 PM Read More Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3h. BD - Institutional Firms Talk Group (CLOSED) 1:45 PM - 3:00 PM Read More Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 4a. ALL – Best Practices for U.S. Public Pension Plan, Foundation, and Endowment Clients (Intermediate - OPEN) 3:15 PM - 4:30 PM Read More Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4b. ALL LAB - Integrating Compliance During M&A Transition (Intermediate - CLOSED) 3:15 PM - 4:30 PM Read More Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4c. BD - Remote Supervision Pilot program and Residential Supervisory Locations (Intermediate - OPEN) 3:15 PM - 4:30 PM Read More Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4d. BD LAB – Modernizing Records Management: One Year Later (Advanced - CLOSED) 3:15 PM - 4:30 PM Read More Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4e. IA – The Marketing Rule in Year 2: More Lessons Learned (Intermediate - OPEN) 3:15 PM - 4:30 PM Read More Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4f. PF - Marketing and Sales of Private Fund Interests (Intermediate - OPEN) 3:15 PM - 4:30 PM Read More Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4g. ALL – Off-Channel Communications Talk Group (Small to Medium Firms) - (CLOSED) 3:15 PM - 4:30 PM Read More Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4h. ALL – Off-Channel Communications Talk Group (Large Firms) - (CLOSED) 3:15 PM - 4:30 PM Read More Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 Networking Reception (OPEN) 4:30 PM - 6:00 PM Read More Newer Posts
Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3a. ALL – Ethical Practice Programs in Action (Intermediate - OPEN) 1:45 PM - 3:00 PM Read More
Monday Holly Orefice 4/8/22 Monday Holly Orefice 4/8/22 3b. ALL - Supervision & Compliance of Off-Channel Communications (Intermediate - OPEN) 1:45 PM - 3:00 PM Read More
Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3c. ALL LAB – MNPI: Preventing Illegal “Insider Trading” (Intermediate - CLOSED) 1:45 PM - 3:00 PM Read More
Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3d. ALL – Responding to Regulatory Investigations and Inquiries (Advanced - OPEN) 1:45 PM - 3:00 PM Read More
Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3e. IA - Custody: Traps for the Unwary (Basic - OPEN) 1:45 PM - 3:00 PM Read More
Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3f. IA LAB - Compliance Testing and Surveillance for Advisers (Intermediate - CLOSED) 1:45 PM - 3:00 PM Read More
Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3g. ALL - Emerging Leaders Talk Group (CLOSED) 1:45 PM - 3:00 PM Read More
Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3h. BD - Institutional Firms Talk Group (CLOSED) 1:45 PM - 3:00 PM Read More
Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 4a. ALL – Best Practices for U.S. Public Pension Plan, Foundation, and Endowment Clients (Intermediate - OPEN) 3:15 PM - 4:30 PM Read More
Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4b. ALL LAB - Integrating Compliance During M&A Transition (Intermediate - CLOSED) 3:15 PM - 4:30 PM Read More
Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4c. BD - Remote Supervision Pilot program and Residential Supervisory Locations (Intermediate - OPEN) 3:15 PM - 4:30 PM Read More
Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4d. BD LAB – Modernizing Records Management: One Year Later (Advanced - CLOSED) 3:15 PM - 4:30 PM Read More
Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4e. IA – The Marketing Rule in Year 2: More Lessons Learned (Intermediate - OPEN) 3:15 PM - 4:30 PM Read More
Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4f. PF - Marketing and Sales of Private Fund Interests (Intermediate - OPEN) 3:15 PM - 4:30 PM Read More
Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4g. ALL – Off-Channel Communications Talk Group (Small to Medium Firms) - (CLOSED) 3:15 PM - 4:30 PM Read More
Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 4h. ALL – Off-Channel Communications Talk Group (Large Firms) - (CLOSED) 3:15 PM - 4:30 PM Read More
Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 Networking Reception (OPEN) 4:30 PM - 6:00 PM Read More
